Which FCA principle requires firms to deal with regulators in an open and cooperative way?

• A. Relationships with regulators: Deal with regulators in an open and cooperative way
• B. Theoretical ex-rights price
• C. Bonus issue synonym
• D. Spot rate forward premium

Answer: (A)

This item tests knowledge of how firms should interact with regulators under the FCA Principles for Businesses. The principle that requires dealing with regulators in an open and cooperative way sets the standard for providing information, cooperating in enquiries, and engaging constructively with supervisory expectations. This openness helps regulators assess risk, ensure compliance, and supervise effectively. The other options refer to financial concepts or corporate actions, not to how firms interact with regulators, so they don’t fit.